CAPITAL MARKETS & TRADING
Brokerage Onboarding · Order Lifecycle · Risk Controls · Post-Trade Operations

PRODUCTS DELIVERED
Trading journey surfaces with user and operator parity:
Led delivery of onboarding and verification, account funding, order entry flows, real-time order status transparency, and exception handling. Paired customer-facing journeys with internal operational tooling for trade support, risk review, and customer escalation.
Order lifecycle and state clarity as a product primitive:
Productized deterministic order and workflow state machines spanning submit, validate, route, execute, allocate, and confirm. Made failure modes, dependency breaks, and recovery actions explicit for both end users and operations teams.
Risk-aware decision experiences:
Shipped controls and UX patterns for limits, holds, approvals, and disclosures, designed to reduce ambiguous rejections and provide clear, explainable “why” at the point of action.
Post-trade and reconciliation operator workbench:
Delivered operational tooling for exception handling, break detection, case resolution, and reporting, transforming post-trade work into measurable queues with SLA, throughput, and quality signals.
ENGINEERING AND GOVERNANCE
Audit-ready workflow architecture:
Implemented immutable logs for critical actions such as order cancels and amendments, approvals, and risk overrides, alongside traceable state transitions and controlled change gates aligned to predictable, “no-surprises” production behavior.
Market-facing reliability standards:
Defined SLOs for order acceptance, response latency, and error budgets. Enforced observability requirements so latency spikes, rejection patterns, and break clusters are diagnosable and actionable.
Interface contracts and integration discipline:
Standardized API schemas, event taxonomies, and idempotent workflows, enabling downstream systems and teams to integrate without bespoke logic or fragile coupling.
Regulatory-grade transparency in UX:
Designed decision transparency and disclosure patterns so users clearly understand constraints, confidence levels, and next steps when outcomes are impacted by risk controls or data quality.
PRODUCT MANAGEMENT & ENABLEMENT
0→1 Launch Execution:
Established PRD-to-release workflows and readiness gates, instrumenting success metrics from day one, including fill and acceptance rates, rejection reasons, latency distributions, break rates, and support volume.
1→n scaling & Operational Readiness:
Built training and enablement for operations teams, including runbooks, escalation paths, and incident playbooks, alongside rollout gates that allow functionality to scale without degrading stability.
Operating Model & Portfolio Governance:
Ran intake and prioritization, decision forums, KPI trees, and post-incident reviews, tying roadmap sequencing directly to execution quality, latency, break rates, and cost-to-serve.
Long-term roadmap and portfolio strategy:
Defined and owned a multi-year product and platform roadmap for trading and post-trade systems, sequencing onboarding, order lifecycle transparency, risk controls, and operational automation toward increasing levels of execution quality, resilience, and scalability. Balanced near-term market reliability and regulatory expectations with long-term platform evolution across interoperability, observability, and cost efficiency. Thus, enabling expansion in volume, asset classes, and complexity without degrading stability or trust.
OUTCOMES
Execution Quality: Ambiguous rejections ↓ · Exception break rates ↓ · Post-trade rework ↓ · Time-to-resolution ↓
Platform Performance: Order lifecycle latency ↓ · Incident frequency ↓ · Reliability and SLO attainment ↑ · Support load ↓